Export to Excel

Last successful login

Current balance as of

Beneficiary

Owner

Account -

Current Balance

Rate of Return

YTD

LTD

Account -

Current Balance

Owner

YTD

LTD

Notifications

Balance History

Rate of Return

Account Performance as of

Average Annual Total Returns (%)

Disclosure: Performance is calculated using Internal Rate of Return (“IRR”) which is also referred to as Dollar-Weighted return. IRR is a measurement of the performance between two dates taking into account any cash inflows and outflows over the period of time being calculated. For periods of greater than 1 year, the performance is annualized whereas for periods of less than 1 year, the performance is not annualized.

...

Select Account

Account: -

Beneficiary

Current Value

Select Transaction Option

Select Account

Account: -

Current Value

Select Transaction Option

Purchase

Purchase for this account is not allowed through web. Please contact shareholder services to make a Purchase.
Account is closed. Purchase cannot be made.
Account is restricted to perform Purchase.
Purchase cannot be made for Broker Controlled Accounts.
Purchases are not allowed as consent is not received for this account. Please contact shareholder services.

Select Purchase Type

Purchase -

* Required fields are marked by asterisk

Review and Verify

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Trade Date*

Trade Date

Select Purchase Amount Type*

Amount Type

Purchase Amount*

Specify Investment(s)*

+ Add Another Investment

Purchase Amount

Asset Allocation ()

Select Contribution Year*

Select Contribution Type*

External Reference Number External Reference Number

Terms and conditions

What would you like to do next?

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Select Type

* Required fields are marked by asterisk

Trade Date*

Amount*

Investment Election

Select Bank

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Add New Bank

Routing Number*

Bank Name*

Bank Nickname

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Bank Account Type*

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Review and Verify

Trade Date

Amount

Investment Election

Bank Account

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

What would you like to do next?

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Terms and conditions

Select Type

* Required fields are marked by asterisk

Trade Date*

Select Amount Type*

Select Amount Type

Amount*

Select Investment(s)*

Investment(s)

Select Investment(s)*

Investment(s)

#Selection of Cost Basis Lots is not applicable for 'Average Basis' Cost Basis Disposition Method.

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Review and Verify

Trade Date

Amount Type

Amount

Investment(s)

Asset Allocation ()

#Selection of Cost Basis Lots is not applicable for 'Average Basis' Cost Basis Disposition Method.

Select Payee*

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Nickname

Bank Name

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Nickname

Bank Name

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Withholding

Edit

Payee

Bank Nickname

Bank Name

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Bank Account Type

Routing Number

Withholding

What would you like to do next?

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Terms and conditions

* Required fields are marked by asterisk

Investment

Cost Basis Disposition Method for Covered

Cost Basis Disposition Method for Non-Covered

Select Cost Basis Lots*

Select Cost Basis Lots

Acquired on , ,

Lot

Cost Basis

Market Value

Gain/Loss

Sell Type

to Redeem

Total

Federal

Terms and conditions

State ()

Terms and conditions

* Required fields are marked by asterisk

Review and Verify

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Trade Date*

Trade Date

Select Amount Type*

Amount Type

Below grid displays the list of investment(s) in which you have holding, you may select an investment and enter the amount that you wish to exchange.

From Investment*

#Selection of Cost Basis Lots is not applicable for 'Average Basis' Cost Basis Disposition Method.

Select the investment(s) in which you wish to exchange into and enter the percentage against it.

To Investment(s)*

+ Add Another Investment

From Investment

To Investment(s)

Terms and conditions

* Required fields are marked by asterisk

Investment

Cost Basis Disposition Method for Covered

Cost Basis Disposition Method for Non-Covered

Select Cost Basis Lots*

Select Cost Basis Lots

Acquired on , ,

Lot

Cost Basis

Market Value

Gain/Loss

Exchange Type

to Exchange

Total

What would you like to do next?

...

Investment Change

Trade Date*

New Investment Election Percentage View Current Balance

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Please contact Shareholder Services for more details.

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Trade Date

Investment Election Percentage

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Enter the Search Criteria

Account Number

Name

Account Owner

Account Type

Share Class

Network Level Indicator

ZIP Code

BIN

Rep Number

Rep Name

Branch Number

Dealer Number

Dealer Name

Beneficiary Name

Beneficiary SSN

Relationship

Group Account

Dealer Number

Branch Number

Rep Number

Account Number

Name

Share Class

Tax Id

Postal ZIP

BIN

Relationship

Group Account

Show All Accounts

Export to Excel

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Transaction Details - Search Criteria

Transaction Status

Fund Name

View

From

Select Account

Account: -

Beneficiary

Current Value

This change will affect all future contributions to your account (including automatic investment plans) but will NOT realign existing balances.

Enter New Investment Election

Current

Review and Verify

This change will affect all future contributions to your account (including automatic investment plans) but will NOT realign existing balances.

New Investment Election

New

Accept Terms and conditions

Confirmation

Account Number:

Account Name:

A confirmation email has been sent for your records.

This change will affect all future contributions to your account (including automatic investment plans) but will NOT realign existing balances.

New Investment Election

New

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Select Type

Select Option

* Required fields are marked by asterisk

Trade Date*

Select Amount Type

Estimated Amount*

Select Payee

Check to Account Owner

Check to Beneficiary

Check to Eligible College/University

Student ID

Add New Eligible College/University to Send Check

College Name*

Department*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Student ID*

Save College/University for future use

Transfer to Bank

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Add New Bank

Routing Number*

Bank Name*

Bank Nickname

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Bank Account Type*

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Review and Verify

Trade Date

Amount Type

Estimated Amount

Payee

Check to Account Owner

Check to Beneficiary

Check to Eligible College/University

Student Id

Transfer to Bank Account -

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

What would you like to do next?

...

Terms and conditions

Confirmation - Electronic Bank Transfer Payment Confirmation - Check Payment - Electronic Bank Transfer - Bank Account Details

* Required fields are marked by asterisk

Access Code Verification

Access Code*

Submitted On:

Company Details

Print this form and mail it with check made payment to:

Mailing Address:

Account Owner Details

Account Owner Name

Gift Reference Details

Gift Reference ID

Gift Contributor Details

Contributor Name

Beneficiary Details

Payment Method

Bank Account Details

Bank Name

Account Owner(s) Name

Bank Account Number

Bank Account Type

Routing Number

Routing Number*

Bank Name*

Account Owner(s) Name*

Bank Account Number*

Bank Account Type*

- Add Invitation(s)

Select Account(s)

Account: -

Beneficiary

Current Value

Select Invitation Details

Select Existing Invitee

Phone

Add New Invitee

* Required fields are marked by asterisk

Name*

Email*

Phone*

Selected Invitee(s)

Delete

Phone

Select an Email Template

Email Details

Subject:

Gift Contributor Details

Phone

Email Details

I Agree

Invitations

Add

General Questions terms and condition

* Required documents are marked by asterisk

Please upload documents in JPG, JPEG, PDF, or PNG format. The total upload size should not exceed MB.

Auto Rebalancing Scheduler

Create a schedule to auto rebalance your funds to match your asset allocation model

Cost Basis Information is not applicable for the selected account.

Total :

Edit

CBDM for Covered

CBDM for Non-Covered

Covered

Non-Covered

CBDM for Covered

Covered

Cost Basis

Cost Basis per

Estimated Gain/Loss

Short Term

Long Term

CBDM for Non-Covered

Non-Covered

Cost Basis

Cost Basis per

Estimated Gain/Loss

Short Term

Long Term

CBDM for Covered

CBDM for Non-Covered

Covered

Non-Covered

CBDM for Covered

Covered

CBDM for Non-Covered

Non-Covered

Cost Basis

Cost Basis per

Cost Basis

Cost Basis per

Estimated Gain/Loss

Short Term

Long Term

Short Term

Long Term

Tax Year

Export to Excel

* The estimated gain/loss is based on the NAV USD and NAV date .

- Edit

Covered

CBDM for Covered

Non-Covered

CBDM for Non-Covered

The Cash Sweep functionality is not enabled for this Account

No Cash Sweep has been setup

+ Add Cash Sweep

Method*

Model*

Target Balance*

Select Investments

+ Add Another Investment

accept Terms and condition

Method

Model

Target Balance

USD

Edit

Delete

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Rebalance Process cannot be initiated as the Asset Allocation Model is within the tolerance limit.

What would you like to do next?

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Dealer

Branch

Rep

Type

Date Range

Date

Account

Type

* Required fields are marked by asterisk

Re-enter *

First Name*

Middle Initial

Last Name*

Date of Birth*

Gender

Do you want to use Account Owner’s /TIN to link all your accounts for web access in the future?

Accept Terms and Conditions

Last successful login

Enter the Search Criteria

Portfolio*

Settlement Posting Date*

Portfolio Summary

Export to Excel

Last successful login

+ Add Row

Total Rows:

Errored Rows:

Web User Id

Contact User

Contact Type

Account*

Intermediary Firm*

Branch# - Intermediary Firm*

Rep (Branch# - Intermediary Firm#)*

Authorized Trader*

Export to Excel

Transaction Summary

Find Contact User

Enter the Search Criteria

Web User Id

Contact Name

Web User Email Id

Select Contact User

Report Type

Date Range

Start Date

End Date

Report Type

Date

Last successful login

Price Date*

Price Cycle*

Last successful login

+ Add Portfolio

Last successful login

Fund *

Capital Calls Summary

Export to Excel

Last successful login

Subaccount Details for Capital Call - Subscription Trade Date of

Export to Excel

Last successful login

Fund *

Capital Commitment Summary

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Last successful login

Current balance as of

Tender Offers Summary

Export to Excel

Last successful login

Current balance as of

Transaction Details for Tender Offer - Repurchase Trade Date of

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Last successful login

Commitment Details -

Commitment Details for - Account

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Knockout test

First name:

Last name:

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Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Nickname

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Transfer from Cash Position Fund

Available Balance: $

Investment(s)

Enter the Search Criteria

Rep Name

Rep Number

Dealer Number

Dealer Name

Branch Number

Select Rep

...

Basic Account Information

Edit Account Name

Edit

External Account Number

Tax ID Type

Account Inception Date

Account Status

Account Closing Date

Gender

Account Name

Tax ID Type

Date of Birth

Gender

Account Name

Load

Tax ID Type

Account Inception Date

Account Status

Account Closing Date

Date of Birth

Account Closing Date

Withholding Information

Federal Withholding Certificate for Non-Periodic Payments

Form W-4R Withholding Election

Default Withholding Rate

Elected Withholding Rate

Elected Date

Address Information

Edit

Registration Address (In Effect)

None

Alternate Mailing Address (In Effect)

None

Temporary Address (In Effect)

None

Beneficiary Information

Edit

Beneficiary Information

Edit

Name

SSN

Date of Birth

Address

Information

Edit

Relationship

Percent Assigned

SSN

Date Of Birth

Address

Trusted Contact Information

Edit

Name

Relationship

Address

Special Instructions

None

Account Access Levels for Financial Professionals

Account Nicknames

Rep Information

Rep: # - (#)

No Rep to show

Maturity Year Selection for Deposits

Add

Edit

Delete

accept Terms and condition

Basic Account Information - Edit

* Required fields are marked by asterisk

External Account Number

Tax ID Type*

Date of Birth*

Gender

Close Account

Re-open Account

Address Information - Edit

* Required fields are marked by asterisk

Registration Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Registration Phone

Alt Phone

Registration Alt Phone

Alternate Mailing Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Alternate Phone

Alt Phone

Alternate Alt Phone

Temporary Address

Start Date*

End Date*

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Temporary Phone

Alt Phone

Temporary Alt Phone

Information - Edit

Percent Assigned

Total

Percent Assigned

Total

* Required fields are marked by asterisk

Type*

Percent Assigned*

SSN/TIN*

Verify SSN/TIN*

Date of Birth*

Address

Same as Account Owner Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Phone Mobile

Alt Phone

Alt Phone Mobile

Edit

Recipient Type -

Address

Accept terms and conditions

Recipient Type -

Edit

Delete

Name

Address

+ Add Interested Party

* Required fields are marked by asterisk

Address Details

Name *

Country *

Address *

Apt/Ste/Floor

Zip/Postal Code *

City *

State/Province *

Address Line 1 *

Address Line 2

Address Line 3

Phone

Mobile Option Primary

Alt Phone

Mobile Option Secondary

Document Categories

Accept Terms and Conditions

Allowed Investments setup for this account is not supported via Internet Portal.

+ Add Investment

You are not authorized to Add or Edit any Asset Allocation Model. Please review.

* Required fields are marked by asterisk

Current Asset Allocation Model

Edit

Current Asset Allocation Model

Edit

Customize

Change Model

Deactivate

The '' is highlighted below based on the risk and time horizon determined from your answers. However, you may select any of the following options.

Investments ()

Setup Auto Rebalance

Customize Model

Process One Time Rebalance

Do you want to initiate one time rebalance if the updated Asset Allocation Model is above the tolerance limit?*

Auto Rebalancing Scheduler

Start Date

Edit

Stop

Frequency

Second Rebalancing Day

Last Processed On

Next Processing On

Investments ()

Review and Verify

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Asset Allocation Model

Investments

Process One Time Rebalance

Rebalance Process cannot be initiated as the Asset Allocation Model is within the accepted tolerance limit.

Auto Rebalancing Scheduler

Start Date

Frequency

Date Qualifier

Day of Week

Day of the Month

Date Qualifier 2

Day of the Month 2

What would you like to do next?

...

Model Description

Select Investments *

+ Add Investment

Do you want to initiate one time rebalance if the updated Asset Allocation Model is above the tolerance limit?*

Auto Rebalancing Scheduler

Create a schedule to auto rebalance your funds to match your asset allocation model

Options

...

Type

Date Range

Start Date

End Date

Date

Type

Last successful login

Current balance as of

User Name

Modify

Add

Phone

Modify

Add

Multi Factor Authentication

Modify

Trusted Device(s)

View & Manage

What would you like to do?

View Recent Profile Activity

Change Password

Change Security Questions and Answers

Create New User

* Required fields are marked by asterisk

Security Code*

Account Number*

/TIN*

Date of Birth*

ZIP Code*

Email Address*

User Type*

Account Owner /TIN*

Account ZIP Code*

Do you want to use Account Owner’s /TIN to link all your accounts for web access in the future?

Update Terms and Conditions

Terms and Conditions

Enter Password

Confirm Password

Please setup Security Questions and Answers below.

Security Question 1

Security Question 1 Answer

Security Question 2

Security Question 2 Answer

Security Question 3

Security Question 3 Answer

- Change Password

Change Password

* Required fields are marked by asterisk

Current Password*

New Password*

Confirm New Password*

- Change Security Questions and Answers

Select and answer the below questions

* Required fields are marked by asterisk

Security Question 1*

Security Answer 1*

Security Question 2*

Security Answer 2*

Security Question 3*

Security Answer 3*

Trusted Devices – View & Manage

On your trusted devices, you don't have to enter a verification code to access your account info.

Your Devices

Added on

Remove

Recent Profile Activities

Retrieve

This functionality is only available for Account Owners and Agents/Power of Attorneys.

This functionality is only available for Account Owners.

Account Number

/TIN

Date of Birth

ZIP Code

Email Address

Phone

Email Address

User Type

Account Owner

Account ZIP Code

Please answer the below question.

Your

Reset

Institution Name

Account Number

/TIN

Date of Birth

ZIP Code

Dealer Number

Branch Number

Rep Number

Email Address

User Type

Account Owner /TIN

Account ZIP Code

Please answer the below question.

Email Address

Phone

Reset

New Password

Confirm New Password

Edit

* Required fields are marked by asterisk

Address Information

Registration Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

+ Alternate Mailing Address

Alternate Mailing Address

Delete

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

+ Temporary Address

Temporary Address

Delete

Start Date*

End Date*

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

* Required fields are marked by asterisk

Contribution Amount*

Investments

All investments will be considered as current year contribution.

Investment Selection*

Investment Selection

Investments

Investments ()

Select Investment(s)*

+ Add Investment

Schedule

Start Date*

Final Processing Date

Frequency*

Date Qualifier*

Day of the Month*

Day of Week*

Date Qualifier 2 *

Day of the Month 2 *

Months*

Select Bank

* Required fields are marked by asterisk

Bank info terms and condition

Delete

Edit

Bank Name

Bank Nickname

Bank Account Number

Bank Account Verification Status

Pending Verification

Bank Account Verification Status

Verified

+ Add New Bank for ACH

Routing Number*

Bank Name*

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Account Type*

Bank Nickname

* Required fields are marked by asterisk

Beneficiary Information

SSN*

Re-enter SSN*

First Name*

Middle Name

Last Name*

Date of Birth*

Relationship*

Gender

Age Entering College*

Date Entering College*

Do you want to use Account Owner’s SSN/TIN to link all your accounts for web access in the future?

Address Information

Same as Account Owner Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

Confirmation

You must read and accept these Terms and Conditions to open the account.

Recipient Type - Account Holder

Address

Document Delivery Settings Acknowledgement

* Required fields are marked by asterisk

Investment Selection*

Contribution Amount*

Select Bank

Check

Contribution Amount*

Make checks payable to and mail to:

Toll Free:

You will have the option to print the mailing instructions once you have completed the online enrollment process.

Rollover

You may transfer funds from another 529 qualified tuition program. Certain rules and requirements must be met. For more information, consult the Program Disclosure Statement and your financial, tax or legal advisor. You will be able to complete and print the Rollover Form at the end of the enrollment process.

Payroll

If your employer allows contributions from your pay check please print, complete, and return the Payroll Deduction Form. You will be able to complete and print the Payroll Deduction Form at the end of the enrollment process.

Select Contribution Year *

Investments

All investments will be considered as current year contribution.

Investments

Investments ()

Invest into Funds

Select Purchase Amount Type*

Total Contribution Amount

Select Investment(s)*

+ Add Investment

Invest on Funds

Select Investment(s)*

+ Add Investment

* Required fields are marked by asterisk

Investment Election

Investment Option*

Select Funds

+ Add Fund

Age-Based Model*

* Required fields are marked by asterisk

Model

Select Investment(s)asset*

+ Add Investment

* Required fields are marked by asterisk

Fund Family Brand *

ROA Linkages (Global ROA Id: )

+ Link SSN/TIN/EIN

There are no prior investments for the above Global ROA Id.

No. of Accounts

LOI Account Number

LOI Expires

Better of Current ROA plus current day purchases or LOI will be used to provide the investor with the best breakpoint.

Congratulations, your account has been successfully created.

New Account number is

We are unable to create Initial Transaction requested. Please contact shareholder services.

Your Initial Contribution order was completed.

Confirmation number is

We are unable to create Service Request. Please contact shareholder services.

Forms available for download

Deposit Slip

Contribution Slip

Rollover Form

Payroll Form

Account Number	:
Account Name	:
Beneficiary Name	:
Check Payable to	:
Check Amount	:
Address Line 1	:
Address Line 2	:
Address Line 3	:
Assistance Message Description	:
Voice Phone	:

* Required fields are marked by asterisk

Type*

Legal First and Last Name*

Percent Assigned*

SSN*

Verify SSN*

Date of Birth*

Address

Same as Account Owner Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

Total

Type*

Delete

Legal First and Last Name*

Percent Assigned*

SSN*

Verify SSN*

Date of Birth*

Address

Same as Account Owner Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Phone

Alt Phone

Total

* Required fields are marked by asterisk

Enter Web User Info

Or login using existing credentials.

Enter User Name*

Enter Password*

Re-enter Password*

Phone*

Email*

Re-enter Email*

Enter User Nickname

Select the Security Questions and Answers

Security Question 1*

Answer*

Security Question 2*

Answer*

Security Question 3*

Answer*

Username already exists. Try another?
Else, to login with the same use 'Or login using existing credentials' link provided on top.

Web User Profile

Verify your email address

A verification code has been sent to your email address . Please enter the code below to continue.

Enter authentication code

Didn't receive a code?

* Required fields are marked by asterisk

The '' is highlighted below based on the risk and time horizon determined from your answers. However, you may select any of the following options.

Select Asset Allocation Model *

No Asset Allocation Model(s) to show.

Investments

Investments ()

* Required fields are marked by asterisk

Trusted Contact Info

Name *

Relationship

Address Information

* Required fields are marked by asterisk

Total

Percent Assigned

Total

Type *

Legal First and Last Name *

Percent Assigned *

SSN *

Verify SSN *

Date of Birth *

Address

Document Delivery

Address

* Required fields are marked by asterisk

Routing Number *

Bank Name *

Bank Account Number *

Re-enter Bank Account Number *

Account Owner(s) Name *

Account Type *

* Required fields are marked by asterisk

Income Dividend/STCG/LTCG *

Payee *

* Required fields are marked by asterisk

Initial Funding via *

Investment Selection *

Amount *

Please go back to Asset Allocation Model step and select a Model if you wish to continue with Initial Funding via Asset Allocation Model. Else, please click on 'Not Applicable' to proceed with the next step.

Investments

Investments ()

Select Investment(s) *

+ Add Investment

The trades may not be executed. Please review the error message(s) below and edit the investment details.

Bank Details

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Solicited Transaction *

Contribution Year *

Contribution Type *

Select investments eligible to transfer

Investments ineligible to transfer

Add Form(s) *

Supporting Documents Checklist

Notes for Service Request

Add Document(s)

The missing required fields are highlighted in red. Please edit the corresponding step to enter the required fields before proceeding.

* Required fields are marked by asterisk

Enter Basic Account Information

Account Number*

External Account Number

Group Account*

Account Rep (Rep # - Rep Name (Dealer # - Branch #))*

Tax Jurisdiction*

Preferred Currency*

Select Account Type

Method*

Model*

Target Balance*

Select Investments

+ Add Another Investment

Select Allowable Investment(s)

+ Add Investment

Select Distribution Options

No distribution options to show

+ Add Investment

Account Access Levels for Financial Professionals- Edit

Level

Permissions

* Required fields are marked by asterisk

Please go back to Asset Allocation Model step and select a Model if you wish to continue with Automatic Investments via Asset Allocation Model. Else, please click on 'Not Applicable' to proceed with the next step.

Investment Selection *

Amount *

Investments

Investments ()

Select Investment(s) *

+ Add Investment

Schedule

Start Date *

Final Processing Date

Frequency *

Date Qualifier *

Day of the Month *

Day of Week *

Date Qualifier 2 *

Day of the Month 2 *

Months *

Bank Details

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Maturity Year Selection Guide

Use the chart below for assistance:

* Required fields are marked by asterisk

Account Type *

SSN/TIN *

Name *

SSN/TIN *

First Name *

Middle Name

Last Name *

Suffix

Date of Birth *

Registration Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Primary Mobile Option

Alt Phone

Secondary Mobile Option

Email*

Confirm Email*

Alternate Mailing Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code *

City *

State/Province *

Phone

Prmiary Mailing Mobile Option

Alt Phone

Secondary Mailing Mobile Option

Confirm Email

Accept Terms and condition

Email:

Address:

Add Interested Party

Note : All documents will be available within your account online.

Select a funding method to begin saving

Select bank account:

Bank Name:

Bank Nickname:

Bank Account Number:

Account Owner(s) Name:

Bank Account Type:

Routing Number:

Bank Account Verification Status

Pending Verification

Bank Account Verification Status

Verified

Select a type of contribution

Initial Contribution Amount *

Contribution Details

Contribution Amount *

Start Date * (First withdrawal will occur on the first 5th of the month following the chosen start date)

Frequency *

NOTE

All contributions will initially be invested by MEFA in a taxable money market fund at a taxable interest rate, and, together with any earnings, invested annually in Tuition Certificates representing interests in tax-exempt Commonwealth of Massachusetts general obligation bonds, all as set forth in and subject to the conditions described in the current Program Description and Offering Statement, which you should read and understand before making contributions to your account.
Checks received after the market closes, generally 4 p.m. Eastern Time, will be processed on the next business day.

NOTE : All fields with an asterisk (*) are required.

We are unable to process the New Enrollment request.

Your Initial Contribution could not be placed at this time.

If you have questions or need assistance at any time, please contact a U.Plan Customer Service Representative at (888) 590-5653 or collegeplanning@mefa.org

Online Account User Profile

Edit

User ID

Primary Phone Number

Email Address

Security Questions

Account Owner Information

Edit

First Name

Middle Name

Last Name

Name

Suffix

SSN/TIN

Date of Birth

Registration Address

Country

Address

Apt/Ste/Floor

ZIP/Postal Code

City

State/Province

Address Line 1*

Address Line 2

Address Line 3

Phone

Alt Phone

Alternate Mailing Address

Alternate Mailing Address has not been provided.

Country

Address

Apt/Ste/Floor

ZIP/Postal Code

City

State/Province

Phone

Alt Phone

Beneficiary Information

Edit

Name

Date of Birth

SSN

Relationship

Address

Country

Address

Apt/Ste/Floor

ZIP/Postal Code

City

State/Province

Successor Owner Information

Edit

Legal First and Last Name

Successor Owner Type

Successor Owner SSN/TIN

Date Of Birth

Address

Country

Address

Apt/Ste/Floor

Zip/Postal Code

City

State/Province

Phone

Alt Phone

Delivery Mode

Edit

Maturity Year and Allocation

Edit

Initial Contribution

Edit

Funding Method

Type of Contribution

Initial Contribution Amount

Start Date

Frequency

Months

Bank Information

Edit

Routing Number

Bank Name

Account Owner(s) Name

Bank Account Number

Bank Account Type

MEFA U.Plan Check Form

Account Number:

Account Name:

Beneficiary Name:

To add savings to your U.Plan account, please mail this form with your check

made payable to to:

Have questions? Please call (888) 590-5653 or email

collegeplanning@mefa.org

Accept Terms and condition

Switch Account

Please Select Account

I choose not to provide Successor Owner information at this time

Legal First and Last Name *

Successor Owner Type *

Successor Owner SSN/TIN *

Date of Birth *

Address Details

Country *

Address *

Apt/Ste/Floor

Zip/Postal Code *

City *

State/Province*

Zip/Postal Code *

City *

State/Province *

Phone *

Alt Phone

NOTE : All fields with an asterisk (*) are required. The SSN and Date of Birth fields are only required if the Type is Spouse or Non-Spouse Individual.

Schedule

Start Date *

Final Processing Date

Frequency *

Date Qualifier *

Date Qualifier 2 *

Day of the Month 2 *

Months *

Start Date

Final Processing Date

Frequency

Months

Date Qualifier

Date Qualifier 2

Day of the Month 2

The Account is created with the following data

Edit

External Account Number

Group Account

Account Rep (Rep # - Rep Name (Dealer # - Branch #))

Tax Jurisdiction

Preferred Currency

Account Type

Edit

First Name

Last Name

Date of Birth

Do you want to use Account Owner’s /TIN to link all your accounts for web access in the future?

Edit

There are mandatory fields that are blank. Please enter a value

Questions

Edit

Investment Program

Account Type

UGMA/UTMA State

Establishment Date

Termination Date

Primary Rep

Rep Commission Split

The Account is created with the following data

Edit

Account Type

Share Class

Edit

Form(s)

No Form(s) attached

Document(s)

No Document(s) attached

Supporting Documents Checklist

Notes for Service Request

Edit

Registration Address

Alternate Mailing Address

Temporary Address

Edit

Investments

Investments ()

Auto Rebalancing Scheduler

Start Date

SchedulerFrequency

Date Qualifier

Rebalancing Day

Date Qualifier 2

Rebalancing Day 2

Months

Edit

Asset Allocation Model

Investments ()

Edit

Investment Option

Investments

Edit

Investments

Edit

Investment Selection

Asset Allocation

Amount

Investments

Investments ()

Investment Selection

Choose investments

Investments

Schedule

Start Date

Final Processing Date

N/A

Frequency

Date Qualifier

Day of the Month

Day of the Week

Date Qualifier 2

Day of the Month 2

Months

Bank Details

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Edit

Contribution Amount

Investments

Investments ()

Investment Selection

Asset Allocation

Investment Selection

Choose investments

Investments

Schedule

Start Date

Final Processing Date

N/A

Frequency

Date Qualifier

Date Qualifier 2

Day of the Month

Day of the Week

Day of the Month 2

Months

Bank

Bank Name

Bank Nickname

Bank Account Number

Edit

Routing Number

Bank Name

Bank Nickname

Bank Account Number

Account Owner(s) Name

Bank Account Type

Bank Account Verification Status

Pending Verification

Bank Account Verification Status

Verified

Edit

Routing Number

Bank Name

Bank Account Number

Account Owner(s) Name

Account Type

Edit

SSN

First Name

Last Name

Relationship:

Do you want to use Account Owner’s SSN/TIN to link all your accounts for web access in the future?

Edit

Type

Percent Assigned

SSN

Date of Birth

Address

Total

Beneficiary Type

Type

Percent Assigned

SSN

Date of Birth

Address

Total

Edit

Method

Specified Funds with Percentages

Target Balance

Edit

Prefix

First Name

Middle Name

Last Name

Suffix

Date of Birth

Country of Origin

Country of Citizenship

Registration Address

Alternate Address

Employment Details

Employment Status

Occupation

Length of Employment

Type of Business

Employer Name

Employer Address

ID Details

ID Type

ID Number

Issue Date

Expiration Date

Country of Issuance

State/Province of Issuance

Additional Questions

Prefix

First Name

Middle Name

Last Name

Suffix

Date of Birth

Country of Origin

Country of Citizenship

Registration Address

Alternate Address

Guardian Info

Employment Details

Employment Status

Occupation

Length of Employment

Type of Business

Employer Name

Employer Address

ID Details

ID Type

ID Number

Issue Date

Expiration Date

Country of Issuance

State/Province of Issuance

Additional Questions

Edit

Income Dividend/STCG/LTCG

Payee

Edit

Select Allowable Investment(s)

Select Distribution Options

No distribution options to show

Edit

Address

Edit

Contribution Amount

Bank Name

Bank Nickname

Bank Account Number

Contribution Year

Investments

Investments ()

Investments

Edit

Initial Funding Via

Investment Selection

Amount

Investments

Investments ()

Investments

Amount

Investments

The trades may not be executed. Please review the error message(s) below and edit the investment details.

Check Images

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Bank Details

Bank Name

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Solicited Transaction

Contribution Year

Contribution Type

Edit

Investment Goal

Edit

Fund Family Brand

Edit

ROA Linkages (Global ROA Id: )

There are mandatory fields that are blank. Please enter a value

Edit

Name

Percent Assigned

Total

Name

Percent Assigned

Total

Edit

Investments Eligible to Transfer

Investments Ineligible to Transfer

Edit

Name

Relationship

Address Information

Edit

Purchases

Redemptions

Exchanges

Edit

Country *

Address *

Apt/Suite/Floor

Zip/Postal Code *

City *

State/Province *

Address Line 1 *

Address Line 2

Address Line 3

Phone

Alt Phone

Investments

Enter the Search Criteria

Branch Number

Rep Number

Account Number

Customer Name

Tax Id

Postal ZIP

Select Account

Enter Search Criteria

Account Type

Please Select Account

Last successful login

* Required fields are marked by asterisk

Account Number *

Choose a report *

Report Description *

Export Type *

About Us

A trusted industry leader

How It All Began

Conventio esca vulpes. Ex imputo torqueo verto. Et gravis modo nisl populus. Bene humo neo obruo refoveo.

Caecus dolore feugiat incassum nunc obruo patria quia. Bene incassum luptatum quis uxor. Commodo conventio damnum pneum quidne refoveo. Huic odio ulciscor utinam. Abigo augue eu fere feugiat pala. Caecus comis plaga veniam. Cogo duis ex immitto plaga tego venio. Brevitas ille importunus oppeto. Occuro ullamcorper usitas. Dolore fere illum interdico qui ullamcorper ut zelus. Consequat damnum defui dolor hendrerit iustum natu quae rusticus vicis.

Comis obruo sit. Distineo facilisi ille illum. Accumsan commodo humo ideo importunus laoreet quidem suscipere suscipit valde. Iriure patria quadrum tum veniam. Ad aptent defui dolus ex pecus qui.

Our Philosophy

Comis os sagaciter tum uxor. Cui nunc typicus. Luptatum molior suscipit vindico. Aliquam amet aptent distineo duis fere ibidem molior valetudo.

Abdo luctus quis vereor. Augue caecus conventio dolus iusto magna pala praesent quidem roto. Aliquam aptent et usitas vulputate. Abdo ex luptatum sit usitas. Autem esse eum huic neo quibus rusticus turpis vicis vulputate. Camur dolore gilvus lobortis magna secundum. Amet causa erat eu in olim probo quibus verto. Dignissim ex interdico iusto obruo occuro tego vero vicis. Euismod ex feugiat gilvus ibidem interdico probo virtus vulpes.

Huic nostrud plaga probo similis tego verto. Elit incassum vindico. Caecus eligo gravis immitto luctus natu premo tincidunt vereor. Brevitas eum ibidem iusto luptatum nimis vulputate.

Vital Stats Leading the pack

280

Industry Awards

1634

Advisors

2143

Million Invested

12751

Share Holders

Our Strategy

Comis os sagaciter tum uxor. Cui nunc typicus. Luptatum molior suscipit vindico. Aliquam amet aptent distineo duis fere ibidem molior valetudo.

Huic nostrud plaga probo similis tego verto. Elit incassum vindico. Caecus eligo gravis immitto luctus natu premo tincidunt vereor. Brevitas eum ibidem iusto luptatum nimis vulputate.

Our Future

Comis os sagaciter tum uxor. Cui nunc typicus. Luptatum molior suscipit vindico. Aliquam amet aptent distineo duis fere ibidem molior valetudo.

Huic nostrud plaga probo similis tego verto. Elit incassum vindico. Caecus eligo gravis immitto luctus natu premo tincidunt vereor. Brevitas eum ibidem iusto luptatum nimis vulputate.

Our Accomplishments

Comis os sagaciter tum uxor. Cui nunc typicus. Luptatum molior suscipit vindico. Aliquam amet aptent distineo duis fere ibidem molior valetudo.

Huic nostrud plaga probo similis tego verto. Elit incassum vindico. Caecus eligo gravis immitto luctus natu premo tincidunt vereor. Brevitas eum ibidem iusto luptatum nimis vulputate.

Required fields are marked by asterisk

Name *

Date of Birth *

SSN *

Relationship *

Address Details

Same Address as Account Owner

Country *

Address *

Apt/Ste/Floor

ZIP/Postal Code *

City *

State/Province *

Address Line 1*

Address Line 2

Address Line 3

Last successful login

Transaction Type

Investment Fund

Period

Rep

Start Date

End Date

Show Cash Activity

Show Pending Trades

Export to Excel

*Share/Amount are estimated based on latest available NAV.

Total Balance for

Rate of Return

Number of Accounts

Current data as of

Heldaway Assets

Account -

Current Balance

YTD

YTD Transfer / Rollover In

YTD

YTD Transfer / Rollover Out

Notifications

Balance History

Rate of Return

Account Performance as of

Average Annual Total Returns (%)

* Required fields are marked by asterisk

Bank Nickname

Bank Name

Bank Account Number

Edit

Delete

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Account Verification Status

Pending Verification

Verify Micro Deposits

Two micro deposits shall be sent to your Bank Account. Please verify once the amounts are received in your bank statement.

Two micro deposits have been made to your Bank Account. Please verify the amounts by reviewing your bank statement.

Bank Account Verification Status

Inactive

Bank Account Verification Status

Verified

Routing Number*

Bank Name*

Bank Nickname

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Bank Account Type*

Accept Terms and condition

+ Add New Bank for ACH

Add New Bank for ACH

Routing Number*

Bank Name*

Bank Nickname

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Bank Account Type*

Accept Terms and condition

Bank Nick Name

Bank Name

Bank Account Number

Ultimate Beneficiary Details

Bank Nick Name

Bank Name

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Unauthorized Access.

External Login is not enabled.

Automatic Investment Plan setup and modification is not allowed as consent is not received for web purchases for this account. Please contact shareholder services.

Fund Selection Method

Edit

Stop

Contribution Amount

Start Date

Edit

Stop

Frequency

Final Processing Date

Second Contribution Day

Payer

Bank Nickname

+ Add

* Required fields are marked by asterisk

Amount*

Contribution Details

Select Investments*

+ Add Another Investment

Schedule

Start Date*

Final Processing Date

Frequency*

Date Qualifier*

Day of the Month*

Day of Week*

Date Qualifier 2*

Day of the Month 2*

Payment

Transfer from Bank

Bank Name

Bank Nickname

Bank Account Number

Transfer from Cash Position Fund

Account Owner(s) Name

Bank Account Type

Routing Number

Add New Bank

Routing Number*

Bank Name*

Bank Nickname

Bank Account Number*

Re-enter Bank Account Number*

Account Owner(s) Name*

Bank Account Type*

Note

Review & Verify

Amount

Contribution Details

Investments

Schedule

Start Date

Final Processing Date

Frequency

Date Qualifier

Day of the Month

Day of Week

Date Qualifier 2

Day of the Month 2

Payment

Transfer from Bank

Bank Name

Bank Nickname

Bank Account Number

Transfer from Cash Position Fund

Note

What would you like to do next?

...

Automatic Investment plan Terms and condition

* Required fields are marked by asterisk

Investment Selection

Review & Verify

Contribution Details

Amount

Investments ()

Select Investments *

+ Add Another Investment

Investments

Payment

Bank Name

Bank Nickname

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Transfer from Cash Position Fund

Available Balance: $

Bank Name

Bank Nickname

Bank Account Number

Transfer from Cash Position Fund

Available Balance: $

Account Owner(s) Name

Bank Account Type

Routing Number

Note

Terms and condition

What would you like to do next?

...

Systematic Withdrawal Plan setup and modification is not allowed as consent is not received for web redemptions for this account. Please contact shareholder services.

Fund Selection Method

Edit

Stop

Start Date

Withdrawal Type

Edit

Stop

Start Date

Final Processing Date

Frequency

Final Processing Date

Start Date

Final Processing Date

Frequency

Final Processing Date

Second Withdrawal Day

Payee

Bank Nickname

+ Add

* Required fields are marked by asterisk

Note

Withdrawal Details

Investment Selection*

Amount Type*

Amount*

+ Add Another Investment

Schedule

Start Date *

Final Processing Date

Frequency*

Date Qualifier*

Day of the Month*

Day of Week*

Date Qualifier 2*

Day of the Month 2*

Payment

Payee*

Check to Account Owner

Cross Investment

Account Number

Investment

Transfer to Bank

Bank Name

Bank Nickname

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Wire to Bank

Bank Name

Bank Nickname

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Transfer to Cash Position Fund

Check to Beneficiary

Check to Eligible College/University

Student ID

Add New Eligible College/University to Send Check

College Name*

Department*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Student ID*

Edit

Federal

State ()

Review & Verify

Note

Withdrawal Details

Investment Selection

Amount Type

Amount

Investments

Schedule

Start Date

Final Processing Date

Frequency

Date Qualifier

Day of the Month

Day of Week

Date Qualifier 2

Day of the Month 2

Payment

Payee

Check to Account Owner

Check to

Cross Investment

Account Number

Investment

Transfer to Bank -

Transfer to Bank

Wire to Bank

Bank Name

Bank Nickname

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Bank Account Type

Routing Number

Transfer to Cash Position Fund

Voluntary Withholding

Check to Beneficiary

Check to Eligible College/University

Student Id

What would you like to do next?

...

* Required fields are marked by asterisk

Investment Selection

Review & Verify

Note

Withdrawal Details

Investment Selection *

Amount Type *

Amount *

Amount

Percent *

Type *

Percent

Type

Investments ()

Select Investments *

+ Add Another Investment

Investments

Payment

Payee *

Account Number

Investment

Bank Name

Bank Nickname

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Name

Bank Nickname

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Transfer to Cash Position Fund

Account Number

Investment

Bank Name

Bank Nickname

Bank Account Number

Account Owner(s) Name

Bank Account Type

Routing Number

Bank Name

Bank Nickname

Bank Account Number

Ultimate Beneficiary Account Number

Ultimate Beneficiary Details

Account Owner(s) Name

Routing Number

Transfer to Cash Position Fund

Delete

Add Cross Investment Payee

Account Number

Investment*

Account Number

Investment

+ Add Cross Investment Payee

Withholding

Edit

Terms and conditions

What would you like to do next?

...

Federal

Terms and conditions

State ()

Terms and conditions

No distribution options to show

+ Add

* Required fields are marked by asterisk

Ticker Symbol - Investment Name Fund

Dividends*

LT Capital Gains*

ST Capital Gains*

Return of Capital*

Payee*

Pay Trailer Accrual Dividend*

Last successful login

Rep (Branch #)

Notification Type

Notification Details

Date & Time:

Message:

Account Details

Account:

Account Type:

Account Name:

Address:

Email Id:

Phone Number:

Rep (Branch #):

Transaction Details

Confirmation:

Transaction Type:

Solicited:

Investment:

Trade Date:

Settlement Date:

Share Amount:

Currency Amount:

Price:

Last successful login

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Account

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Status

View

Start Date

End Date

Last successful login

Rep (Branch #)

Account

Service Request Type

Status

View

Start Date

End Date

as of

...

Export to Excel

...

View

From

Show Cash Activity

Export to Excel

*/Amount are estimated based on latest available NAV.

Transaction Details

Transaction ID:

# Related Transactions:

# Related Money Transactions:

*This transaction cannot be canceled via web. Please contact Trading Services if you wish to make any changes.

Expand

Transaction ID:

Transaction Type:

Account:

- -

Investment Name:

Transaction Status:

Transaction Description:

Trade Date:

Settlement Date:

Void Posting Date:

Posting Date:

Settlement Date:

Price Per :

Gross Amount:

Dealer/Advance Commission:

CDSC:

Underwriter Commission:

Redemption Fee Amount:

Fee Type:

Fee Amount:

Federal Withholding:

State Withholding:

Net Amount:

Load Indicator:

ROA Amount:

Sales Charge Rate:

Requested By:

Requested Date Time:

*Estimated Breakpoint is subjected to change due to subsequent transaction level activities.

Money Transaction

Transaction ID:

Money Transaction Type:

ACH Bank Account:

Money Amount:

Money Transaction Description:

ABA Routing Number:

External Reference Number:

Inception to Date IRR

Balance

Total Shares:

Valuation Date:

Price Per Share:

Total Value:

Dividend Payable:

Distribution Options

Income Dividend:

STCG:

LTCG:

Last successful login

Follow-up Id:

Follow-up Type:

Status:

Account:

Rep (Branch #):

Follow up Requested by:

Service Request by:

Documents

No attached documents.

Check Images

History

Notes

This follow-up has no notes.

Send To Back Office

Add Note

...

Rep

Account

Type

Date Range

Date

Account

Type

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Last successful login

Add Service Request

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Account

Service Request Type *

As-Of Reason Code *

Void Reason Code *

Notes *

Add Document(s) (Max MB) *Mandatory

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Check Images cannot be PDF, please use JPEG, JPG, PNG, TIFF, GIF.

Last successful login

Service Request Id:

Service Request Type:

Status:

Account:

Service Request by:

Rep (Branch #):

Service Request by:

Documents

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Check Images

*No actions are permitted for this service request as it is currently being processed by the back office.

History

Notes

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Add Note

Last successful login

Rep (Branch #)

Account Number

Tax ID

Status

View

Start Date

End Date

Last successful login

Transaction Details

Transaction ID:

# Related Transactions:

# Related Money Transactions:

*This transaction cannot be canceled via web.

Expand

Transaction ID:

Transaction Type:

Account:

- -

Fund Name:

Investment Name:

Transaction Status:

Transaction Description:

Trade Date:

Settlement Date:

Void Posting Date:

Posting Date:

Settlement Date:

Price Per :

Gross Amount:

Dealer/Advance Commission:

CDSC:

Underwriter Commission:

Redemption Fee Amount:

Fee Type:

Fee Amount:

Federal Withholding:

State Withholding:

Net Amount:

Load Indicator:

ROA Amount:

Sales Charge Rate:

Rate

Maturity Date

Estimated Earnings

Maturity value

Redeemed Date

Requested By:

Requested Date Time:

Dividend Rate:

*Estimated Breakpoint is subjected to change due to subsequent transaction level activities.

Money Transaction

Transaction ID:

Money Transaction Type:

Check Number:

Check Status:

ACH Bank Account:

Money Amount:

Money Transaction Description:

Address:

ABA Routing Number:

External Reference Number:

Trusted Contact Information - Edit

* Required fields are marked by asterisk

Contact

Name*

Relationship

Contact Address

Country*

Address*

Apt/Suite/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Alt Phone

Special Instructions

Last successful login

Enter the Search Criteria

Entity Type

Dealer Name

Dealer Number

Branch Number

Rep Number

Rep Name

Status

Last successful login

Entity Type

Dealer # - Dealer Name*

Branch Number*

Branch*

Rep Number*

Rep Name*

Status

Address Information

Copy Main Office Address

Country*

Address*

Apt/Suite/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Alt Phone

Basic Account Information - Edit Account Name

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Current Account Name

Select Type

* Required fields are marked by asterisk

Review and Verify

Confirmation

Confirmation Number:

Account Number:

Account Name:

A confirmation email has been sent for your records.

Error - Transaction could not be completed

We are unable to process the requested transaction.

Trade Date*

Trade Date

Select Amount Type*

Amount Type

Amount*

Amount

From Investment(s)

To Account

Terms and conditions

What would you like to do next?

...

- Edit

Primary Rep:

Start Date*

End Date

Commission Split Percentages

+ Add Rep

Primary Rep:

Period

Edit

Delete

Commissioin Split Percentages

: %

Last Updated By: on

+ Add Rep Commission Split

Last successful login

Current balance as of

Export to Excel

Investment Fund

Share Class

View

Export to Excel

Fund Investment

View

Last successful login

Current balance as of

Export to Excel

Fund Investment

Share Class

View

Rep (Branch #)

Year

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Tracker Tracker:

View Closed Records

Account: -

Current Value

ROA Linkages (Global ROA Id: )

+ Link SSN/TIN/EIN

No. of Accounts

LOI Account Number

LOI Expires

Better of Current ROA plus current day purchases or LOI will be used to provide the investor with the best breakpoint.

ROA Linkages - Link SSN/TIN/EIN

+ Add SSN/TIN/EIN

+ Add Letter of Intent

* Required fields are marked by asterisk

Fund Family Brand *

Filling Date

Retroactive Discount Date

Expiration Date

RMD Information

Required Minimum Distribution is not applicable for the selected account.

Current Year ()

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RMD Amount for :

Amount Withdrawn YTD:

RMD Amount Remaining
to Withdraw:

#SWP:

Prior Year End
Fair Market Value:

RMD Calculation Factor:

Distribution Rule Applicable :

Entire Account Balance
to be Withdrawn By:

Participant Date of Birth:

Age (in Years):

Beneficiary Relationship:

Beneficiary Date of Birth:

SWP Frequency:

Next SWP Process Date:

RMD Option:

Prior Year ()

Expand

RMD Amount for :

Amount Withdrawn YTD:

RMD Amount Remaining
to Withdraw:

#SWP:

Prior Year End
Fair Market Value:

RMD Calculation Factor:

Distribution Rule Applicable :

Entire Account Balance
to be Withdrawn By:

Participant Date of Birth:

Age (in Years):

Beneficiary Relationship:

Beneficiary Date of Birth:

SWP Frequency:

Next SWP Process Date:

RMD Option:

Select Your Investment Goal

No Investment Goal(s) to show.

* Required fields are marked by asterisk

or TIN*

Re-enter *

TIN*

Re-enter TIN*

Date of Birth*

Gender

Country of Origin/Tax Residence*

Tax Payer Type*

Re-enter *

TIN*

Re-enter TIN*

Date of Birth*

Do you want to use Joint Account Owner’s to link all your accounts for web access in the future?

Select Account Type

Select Share Class

Share Class*

as of

...

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Elected Investment Election

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Asset Allocation Model

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...

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From

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*/Amount are estimated based on latest available NAV.

Beneficiary Information - Edit

* Required fields are marked by asterisk

Same as Account Owner Address

Country*

Address*

Apt/Ste/Floor

Zip/Postal Code*

City*

State/Province*

Address Line 1*

Address Line 2

Address Line 3

Phone

Mobile Checkbox for Phone

Alt Phone

Mobile Checkbox for Alt Phone

Last successful login

* Required fields are marked by asterisk

Account Number*

Customer Name

Group Account

Transaction Type*

Investment Selection*

Trade Date

Cycle

Settlement Date

Current Market Value

Current Shares

Amount Type*

Amount*

Payment Instructions*

Rush Wire

Include in NACHA File*

To Investment Selection

Trade Date

Cycle

To Account Number*

Customer Name

Group Account

Trade is being placed close to User Cut-Off. Trading shall be restricted in: Minutes Seconds

Trade is being placed close to Fund Cut-Off. Trade shall be assigned the next Trade Date in: Minutes Seconds.

Trade is being placed close to Trade Cycle Cut-Off. Trade shall be assigned the next Trade Cycle in: Minutes Seconds.

You are not allowed to enter any more trades for the day.

The order was successfully placed. Confirmation Number is

The order was not completed. Please review the error/warning message(s) below.

36 Month Mailing Next Processing Date:

36 Month Mailing Last Processing Date:

Questions

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Bank Name

Bank Nickname

Bank Account Number

Bank Account Verification Status

Pending Verification

Bank Account Verification Status

Verified

Routing Number *

Bank Name *

Account Owner(s) Name *

Bank Account Number *

Re-enter Bank Account Number *

Bank Account Type *

Bank Nickname

Purchases for as on

Create New User

Do you want to use Account Owner’s SSN/TIN to link all your accounts for web access in the future?

Update SSN Terms and Conditions

Terms and Conditions

Create New User - Multi Factor Authentication

Phone

Enter authentication code

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Please wait for 5 mins before generating a new code.

Send a new code.

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Enter Password

Confirm Password

Please setup Security Questions and Answers below.

Security Question 1

Security Question 1 Answer

Security Question 2

Security Question 2 Answer

Security Question 3

Security Question 3 Answer

Last successful login

Current balance as of

Phone

Enter authentication code

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Please wait for 5 mins before generating a new code.

Send a new code.

Try another method.

* Required fields are marked by asterisk

Current Phone Number

Country Code for Current Phone Number

Current Phone Number

New Phone Number*

Select Country for New Phone Number

New Phone

Current Email

New Email*

Withholding Information - Form W-4R Withholding Election

Federal

*Use 0% to avoid any withholding

accept Terms and condition

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Start Date

End Date

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Add Document(s)*

Please upload documents in JPG, JPEG, PDF, or PNG format. The total upload size should not exceed MB.

Document Type

Activity Email Templates

Activities and Email Tracking

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Template Name

Template Type

Email Subject*

Email Body Template*

Last successful login

Activity Name

Email Template Type

Confirmation Message

Email Subject Tag

Email Notifications

Email Body Header Tag

Support Team Email Address

Email Body Template

Last successful login

Email Address

Send Email

Activity Name

Email Subject Tag

Email Template Type

Confirmation Message

Email Activity Templates

Beneficiary list

Current Balance

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